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Category: Mutual of Omaha Investor Services

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Financial Advisor Thomas Barton III (Mutual of Omaha Investor Services, Inc.) Customer Complaints

Thomas Barton III (CRD#: 6908590) is a previously registered Broker and previously registered Investment Advisor. Broker’s Background He entered the securities industry in 2019 and previously worked for Mutual of Omaha Investor Services, Inc.; and Cambridge Investment Research, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released […]

Financial Advisor Edward Matthes (Mutual of Omaha Investor Services, Inc.) Customer Complaints

Edward Matthes was a Financial Advisor at Mutual of Omaha Investor Services, Inc. in Oconomowoc, Wisconsin.  Edward Matthes entered the securities industry in 1996 and previously worked at Thrivent Investment Management and MML Investors Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Edward Matthes has a long history of […]