Christopher Passero (CRD#: 2517681) is a registered Broker at Money Concepts Capital in Hurricane, WV. Broker’s Background He entered the securities industry in 1994 and previously worked for Emissary Financial Group, Inc.; and Money Concepts Capital Corp. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the […]

Edward Yoon (CRD#: 2408137) is a registered Broker at First Allied Securities, Inc. in Pasadena, CA. Broker’s Background He entered the securities industry in 1994 and previously worked for First Allied Advisory Services, Inc.; First Allied Securities, Inc.; UBS Financial Services, Inc.; D.A. Davidson & Co.; Piper Jaffray, Inc.; Prudential Securities, Inc.; and Painewebber, Inc. […]

Robert David (CRD#: 5211223) is an Investment Advisor and previously registered Broker. Broker’s Background He entered the securities industry in 2006 and previously worked for Morgan Stanley; and Citigroup Global Markets, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Edward Lubell (CRD#: 2449026) is a dually registered Broker and Investment Advisor at UBS Financial Services, Inc., in West Palm Beach, FL. Broker’s Background He entered the securities industry in 1994 and previously worked for Deutsche Bank Securities, Inc.; DB Alex Brown, LLC; and Alex Brown & Sons, Inc. Current And Past Allegations Of Conduct […]

Thomas Swan (CRD#: 1698430) is a dually registered Broker and Investment Advisor at Western International Securities, Inc. in Westlake Village, CA. Broker’s Background He entered the securities industry in 1987 and previously worked for Financial West Group; WM Financial Services, Inc.; Great Western Financial Securities, Corp.; SunAmerica Securities, Inc.; IFG Network Securities, Inc.; Sentra Securities […]

Lance Walston (CRD#: 4440958) is a previously registered Investment Advisor and registered Broker at Dominion Investor Services, Inc. in San Antonio, TX. Broker’s Background He entered the securities industry in 2001 and previously worked for Dominion Portfolio Management Inc.; LPL Financial LLC; Raymond James Financial Services Advisors, Inc.; and Edward Jones. Current And Past Allegations […]

John Orlando (CRD#: 2002197) is a registered Broker at SW Financial in Melbourne Beach, FL. Broker’s Background He entered the securities industry in 1989 and previously worked for Joseph Gunnar & Co., LLC; Westpark Capital, Inc.; Newport Coast Securities, Inc.; Sterne Agee Financial Services, Inc.; Emmett A. Larkin Company, Inc.; Salomon Grey Financial Corporation; Barron […]

Arkady Ginsburg (CRD#: 5256747) is a registered Broker at Aegis Capital Corp. in New York, NY. Broker’s Background He entered the securities industry in 2006 and previously worked for Rockwell Securities, LLC; and S. W. Bach & Co. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by […]

Eric Nicolassy (CRD#: 6244539) is a registered Broker at Network 1 Financial Securities, Inc., in Red Bank, NJ. Broker’s Background He entered the securities industry in 2020 and only has been registered with Network 1 Financial Securities, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by […]

Kevin McCallum (CRD#: 2222586) is a previously registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 1993 and previously worked for LPL Financial, LLC; NBC Securities, Inc.; Colonial Brokerage, Inc.; and Amsouth Investment Services, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released […]