SEC Alleges William D. Carlton is Involved in Alleged “Cherry Picking” Scheme
October 21, 2024
- Categories:
- Cetera Advisors LLC
- First Allied Securities
William David Carlton (Bill Carlton) (CRD#: 1215541) was a previously registered broker and investment advisor. Broker’s History He entered the securities industry in 1983 and previously worked with Foster & Marshall Inc.; Lehman Brothers Inc.; Smith Barney Shearson Inc.; Prudential Securities Incorporated; First Montauk Securities Corp.; First Allied Securities, Inc.; and Cetera Advisors, LLC. Allegations […]