Daniel Mackle, Sr. (CRD#: 2239531) was previously registered as a Broker and Investment Advisor. Broker’s Background He entered the securities industry in 1992 and previously worked for MD Global Partners, LLC; Garden State Securities, Inc.; J.P. Turner & Company, LLC; Barron Chase Securities, Inc.; Worthington Capital Group, Inc.; Investors Associates, Inc.; M.S. Farrell & Company, […]

Robert Mehlin, Jr. (CRD#: 736694) is a previously registered Broker and currently registered Investment Advisor. Broker’s Background He entered the securities industry in 1981 and previously worked for Coastal Equities, Inc.; Wells Fargo Advisors Financial Network, LLC; Morgan Stanley; Citigroup Global Markets, Inc.; RBC Dain Rauscher, Inc.; Tucker Anthony, Inc.; Gibraltar Securities Co; and Dolan […]

Christopher B. Kennedy (CRD#: 4498061) was a dually registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 2002 and previously worked for Western International Securities, Inc.; Spartan Capital Securities, LLC; Financial West Group; Multi-Financial Securities Corporation; and RBC Dain Rauscher, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss […]

Anthony DiDonna (CRD#: 7283414) was previously dually registered as a Broker and Investment Advisor. Broker’s Background He entered the securities industry in 2020 and previously worked for Equitable Advisors, LLC. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in December […]

Mark Gelbman (CRD#: 4533497) is a dually registered Broker and Investment Advisor at Kestra Investment Services, LLC in Clive, IA. Broker’s Background He entered the securities industry in 2002 and previously worked for Principal Securities, Inc.; LPL Financial, LLC; Northwestern Mutual Investment Services, LLC; VSR Advisory Services; VSR Financial Services, Inc.; Ameriprise Financial Services, Inc.; […]

Robert David (CRD#: 5211223) is an Investment Advisor and previously registered Broker. Broker’s Background He entered the securities industry in 2006 and previously worked for Morgan Stanley; and Citigroup Global Markets, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Marshall Isaccson (CRD#: 1140370) is a formerly registered Broker. Broker’s Background He entered the securities industry in 1983 and previously worked for Newbridge Securities Corporation; Ladenburg Thalmann & Co., Inc.; Oppenheimer & Co.; Ryan Beck & Co.; Gruntal & Co., LLC; Janney Montgomery Scott, LLC; Prudential Securities Inc.; Smith Barney, Inc.; Lehman Brothers, Inc.; Painewebber […]

Arkady Ginsburg (CRD#: 5256747) is a registered Broker at Aegis Capital Corp. in New York, NY. Broker’s Background He entered the securities industry in 2006 and previously worked for Rockwell Securities, LLC; and S. W. Bach & Co. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by […]

Ronald S. Bright (CRD#: 2702179) is a dually registered Broker and Investment Advisor at Ameriprise Financial Services, LLC in Portland, OR. Broker’s Background He entered the securities industry in 1997 and previously worked for Edward Jones and Olde Discount Corporation. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records […]

Timothy Claypool (CRD#: 4729794) was a previously registered Broker and registered Investment Advisor at Northwestern Mutual Investment Services, LLC. Broker’s Background He entered the securities industry in 2004 and previously worked for Northwestern Mutual Investment Services, LLC; Farmers Financial Solutions, LLC; Edward Jones; Raymond James Financial Services, Inc.; and Merrill Lynch, Pierce, Fenner & Smith, […]