SEC Files Enforcement Action Against Financial Advisor Clarice Saw
July 31, 2023
- Categories:
- Coastal Equities
Clarice Saw (CRD#: 2633118) is a registered Broker and an Investment Adviser at Coastal Equities, Inc., in Wilmington, DE. Broker’s Background She entered the securities industry in 1996 and previously worked for Cetera Investment Advisers, LLC; Cetera Investment Services, LLC; Citigroup Global Markets, Inc.; LPL Financial, LLC; Signature Securities Group; Citicorp Investment Services; ABN Amro […]