Shane Wilhelm (CRD#: 4803933) is a dually registered Broker and Financial Advisor at Fortune Financial Services, Inc. in Moneta, VA. Broker’s Background He entered the securities industry in 2004 and previously worked for Trust Advisory Services, Inc.; Trust Investment Services, Inc.; Suntrust Investment Services, Inc.; BB&T Securities, LLC; Scott & Stringfellow, LLC; Merrill Lynch, Pierce, […]

A cease and desist order was issued by the New Jersey Bureau of Securities against National Realty Investment Advisors, LLC (NRIA) and its owners, as the company headquarters are in New Jersey. The real estate development company is accused of fraud, unsuitability, and investment loss. The Allegations NRIA is accused of securities fraud that targeted […]

Robert High (CRD#: 4568165) was a previously registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 2002 and previously worked for First Financial Equity Corporation; Chase Investment Services Corp.; Banc One Securities Corporation; and Edward Jones. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records […]

Otto Bohon (CRD#: 5677597) is a previously dually registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 2009 and previously worked for Centaurus Financial, Inc.; Wells Fargo Advisors, LLC; and Wells Fargo Investments, LLC. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by […]

Anthony Gallea (CRD#: 713980) is a dually registered Broker and Investment Advisor at Morgan Stanley in Hendersonville, NC. Broker’s Background He entered the securities industry in 1980 and previously worked for Citigroup Global Markets, Inc.; and Lehman Brothers, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released […]

Shawn Good (CRD#: 2022168) is a previously registered Broker and previously registered Investment Advisor. Broker’s Background He entered the securities industry in 1990 and previously worked for Morgan Stanley; Wells Fargo Advisors, LLC; and Charles Schwab & Co, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss In April 2022, United States Securities […]

Christopher Passero (CRD#: 2517681) is a registered Broker at Money Concepts Capital in Hurricane, WV. Broker’s Background He entered the securities industry in 1994 and previously worked for Emissary Financial Group, Inc.; and Money Concepts Capital Corp. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the […]

Edward Yoon (CRD#: 2408137) is a registered Broker at First Allied Securities, Inc. in Pasadena, CA. Broker’s Background He entered the securities industry in 1994 and previously worked for First Allied Advisory Services, Inc.; First Allied Securities, Inc.; UBS Financial Services, Inc.; D.A. Davidson & Co.; Piper Jaffray, Inc.; Prudential Securities, Inc.; and Painewebber, Inc. […]

Marshall Isaccson (CRD#: 1140370) is a formerly registered Broker. Broker’s Background He entered the securities industry in 1983 and previously worked for Newbridge Securities Corporation; Ladenburg Thalmann & Co., Inc.; Oppenheimer & Co.; Ryan Beck & Co.; Gruntal & Co., LLC; Janney Montgomery Scott, LLC; Prudential Securities Inc.; Smith Barney, Inc.; Lehman Brothers, Inc.; Painewebber […]

Jeffrey Weiner (CRD#: 2476604) is a previously registered Broker. Broker’s Background He entered the securities industry in 1994 and previously worked for Pruco Securities, LLC; MML Investors Services, LLC; MSI Financial Services, Inc.; and Metropolitan Life Insurance Company. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by […]