David Zupek (CRD # 151604) is a registered Financial Advisor at Concorde Investment Services in Racine, Wisconsin. David Zupek has been in the securities industry since the early 1990s and previously worked at Cambridge Investment Research, H. Beck, Inc. and ING Financial Partners. According to publicly available records released by the Financial Industry Regulatory Authority […]

Luke Johnson (CRD # 3257008) is a former Financial Advisor at Coastal Equities in Scottsdale, Arizona. Luke Johnson has been in the securities industry since 2000 and previously worked at Summit Brokerage Services and Carillon Investments. Luke Johnson is currently a registered investment advisor representative with Prime Capital Investment Advisors. The Wolper Law Firm, P.A. […]

Gary Imel (CRD # 254765) is a Financial Advisor at Kalos Capital, Inc. in Gig Harbor, Washington.  Gary Imel has been in the securities industry since 1975 and previously worked at Madison Avenue Securities.  After leaving Kalos in 2017, Gary Imel briefly worked at Ameriprise Financial. As previously reported on this blog, the Wolper Law […]

Kristian Finfrock (CRD # 5421676) is a Financial Advisor at Kalos Capital, Inc. in Evansville, Wisconsin.  Kristian Finfrock has been in the securities industry since 2007 and previously worked at Metlife Securities. As previously reported on this blog, the Wolper Law Firm, P.A. is currently representing investors across the country in the recovery of their […]

John Hoidas (CRD # 1937971) is a Financial Advisor at Uhlmann Price Securities in Evanston, Illinois.  John Hoidas has been in the securities industry since 2004 and previously worked at Spencer Trask Ventures, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), John Hoidas has four pending customer complaints disclosed […]

Matthew Crafa (CRD # 3114277) is a Director at Gateway Investments in Garden City New Jersey and he is a registered Financial Advisor at Royal Alliance. Matthew Crafa has been in the securities industry since the late 1990s and previously worked at Oppenheimer and Ladenburg. According to publicly available records released by the Financial Industry […]

Michael Sievert (CRD # 2127441) is a registered Financial Advisor at Arkadios Capital in Jacksonville, FL. Michael Sievert has been in the securities industry since the early 1990s and previously worked at Triad Advisors and Lincoln Financial Advisors Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), two customers filed […]

Darren Kubiak (CRD # 1239086) is a former Financial Advisor at Kalos Capital, Inc. in Lawrenceville, GA.  Darren Kubiak has been in the securities industry since 1984 and previously worked at Questar Capital, Signator Investors, Inc., Washington Square Securities, Inc., Hornor, Townsend & Kent and First Investors Corporation. The Wolper Law Firm, P.A. has been […]