David Bruce McMillen (CRD#: 1198070) is a registered broker and investment advisor at Capital Securities, L.P in Boulder, CO.   Broker’s Background   He entered the securities industry in 1983, and previously worked with First Investors Corporation; Interfinancial Securities, Inc.; The Equitable Life Assurance Society of the United States; Equico Securities, Inc.; The Lincoln National […]

Hugh Barndollar III (CRD#: 3027317) is a previously registered Broker and an Investment Advisor. Broker’s Background He entered the securities industry in 1998 and previously worked for Crown Capital Securities, L.P.; Newport Coast Securities, Inc.; J.P. Turner & Company, LLC; Calton & Associates, Inc.; Brookstreet Securities Corporation; and Dean Witter Reynolds, Inc. Current And Past […]

Frederick Atiyeh (CRD#: 872352) is a dually registered Broker and Investment Advisor at Crown Capital Securities, L.P., in Whitmore Lake, MI. Broker’s Background He entered the securities industry in 1979 and previously worked for Mutual Service Corporation; Titan/Value Equities Group, Inc.; IDS Marketing Corporation; IDS Life Insurance Company; and IDS Financial Services, Inc. Current And […]

Kenneth Barroga (CRD # 2288752) is a Financial Advisor at Crown Capital Securities in Watsonville, CA. Kenneth Barroga has been in the securities industry since 1992 and previously worked at LPL Financial LLC, Chase Investment Services Corp., Wamu Investments, Inc., and Wells Fargo Securities, Inc. According to publicly available records released by the Financial Industry […]

Dennis Haywood (CRD # 5850275) is a Financial Advisor at Crown Capital Securities in Land O’ Lakes, FL. Dennis Haywood has been in the securities industry since 2010 and previously worked at Newport Coast Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April and May 2020, Dennis Haywood […]

Kristian Finfrock (CRD # 5421676) is a Financial Advisor at Kalos Capital, Inc. in Evansville, Wisconsin.  Kristian Finfrock has been in the securities industry since 2007 and previously worked at Metlife Securities. As previously reported on this blog, the Wolper Law Firm, P.A. is currently representing investors across the country in the recovery of their […]

Charles Laubach a/k/a Chuck Laubach (CRD # 1097453) is a Financial Advisor at Capital Portfolio Management in Timonium, Maryland.  Charles Laubach a/k/a Chuck Laubach has been in the securities industry since 1983 and previously worked at Chapin Davis and Ameriprise Financial Services.  According to publicy available records released by the Financial Industry Regulatory Authority (FINRA), […]

Kevin Canterbury is a Financial Advisor at Coastal Equities, Inc. in Scottsdale, Arizona, who operates his own independent advisory firm, Redstone Capital.  Kevin Canterbury entered the securities industry in 2005 and previously worked at Northwestern Mutual Investment Services and Mutual Securities.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in […]

The Wolper Law Firm, P.A. is currently investigating claims against Lanny Howarter, a Financial Advisor at Crown Capital Securities in San Diego, CA.  Lanny Howarter has been in the securities industry since the 1970s and previously worked at Equity Services, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

The Wolper Law Firm, P.A. is currently investigating claims against William Benjamin Dusenbury Heritage, a Financial Advisor at Crown Capital Securities in Columbia, South Carolina.  William Benjamin Dusenbury Heritage has been in the securities industry since 2000 and previously worked at Brookstone Securities. According to publicly available records released by the Financial Industry Regulatory Authority […]