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Category Raymond James

Former Raymond James Broker, John Wyshak, Has Three Customer Complaints, Including One Pending Complaint

August 3, 2019

John Wyshak (CRD # 1272260) was a Financial Advisor at Raymond James in Los Angeles, CA.  John Wyshak has been in the securities industry since 1984 and previously worked at Wedbush Securities.  According to publicy available records released by the Financial Industry Regulatory Authority (FINRA), in June 2019, a customer filed a complaint against John…

Former Raymond James Financial Advisor, Gregory Lane, Terminated by Raymond James And Barred By FINRA For Failing To Participate In Investigation Into His Sales Practices

July 10, 2019

Gregory Lane was a Financial Advisor at Raymond James in Belleville, Illinois.  Gregory Lane has been in the securities industry since 1985 and previously worked at Morgan Keegan.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2018, Gregory Lane was “Permitted to Resign” from Raymond James after it…

Raymond James Financial Advisor, Maria Hendershott, Has Four Disclosed Customer Complaints, Including Three Since 2016

June 2, 2019

Maria Hendershott is a Financial Advisor at Raymond James in Houston, Texas.  Maria Hendershott entered the securities industry in 1976 and previously worked at Legg Mason.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2016, Maria Hendershott has been the subject of three customer complaints, alleging sales practice violations. …

Raymond James Financial Advisor, Joseph Esposito, Has Two Customer Complaints, Alleging Sales Practice Violations

March 25, 2019

Joseph J Esposito is a Financial Advisor at Raymond James Financial Services, Inc. in Scranton, PA.  Joseph Esposito has been in the securities industry since 1979 and previously worked at Wells Fargo Advisors, LLC, Prudential Securities Incorporated and Thomson McKinnon Securities, Inc.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA),…

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We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis