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Category National Securities Corp.

National Securities Corporation Broker, Christopher Ortiz, Has Had Two Customer Complaint Disclosures Since February 2020

September 7, 2020

Christopher Ortiz (CRD # 2858626) is a Financial Advisor at National Securities Corporation in Melville, NY. Christopher Ortiz has been in the securities industry since 1997 and previously worked at five different brokerage firms including three that have since been expelled by FINRA. According to publicly available records released by the Financial Industry Regulatory Authority…

National Securities Corporation Broker, Shaun Stein, Has Had Five Customer Complaint Disclosures Since April 2012

August 11, 2020

Shaun Stein (CRD # 4873578) is a Financial Advisor at National Securities Corporation in Jersey City, NJ. Shaun Stein has been in the securities industry since 20004 and previously worked at FINRA expelled firm Meyers Associates, L.P., Alexander Capital, L.P., J.P., Turner & Company, L.L.C., National Securities Corporation, and Joseph Stevens & Company, Inc. According…

Did You Purchase GPB Capital Holdings Or Other Alternative Investments From National Securities Corporation Broker Willard Pugh?

July 29, 2020

Willard Pugh (CRD # 1757428) is a financial advisor at National Securities Corporation in Boca Raton, FL and previously worked at Dawson James Asset Management, Cambridge Investment Research, Inc., and Asset Planning Corp. As previously reported on this blog, the Wolper Law Firm is currently representing investors across the country in the recovery of their…

National Securities Corporation Broker, Rushdi Zalatimo, Has Pending Customer Complaint

July 29, 2020

Rushdi Zalatimo (CRD # 3105039 ) is a Financial Advisor at National Securities Corporation in Jersey City, NJ. Rushdi Zalatimo has been in the securities industry since 1998 and previously worked at J.P. Turner & Company, L.L.C. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Rushdi Zalatimo has been the…

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