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Category First Allied Securities

Discharged First Allied Securities Broker, Terry Anderson, Has Six Customer Complaints Disclosed On His CRD

May 2, 2020

Terry Anderson (CRD # 2374045) was a Financial Advisor at First Allied Securities in Parker, Colorado. In February 2020, Terry Anderson was terminated by First Allied Securities for “ Failure to report a customer complaint and attempting to settle the complaint directly with the customer.” Terry Anderson has been in the securities industry since 1994…

Former First Allied And LPL Broker, Jeffrey LaBelle, Has Five Disclosed Customer Complaints, Including Two Pending Complaints

January 27, 2020

Jeffrey LaBelle (CRD # 1547518) was a Financial Advisor at First Allied Securities and LPL Financial, LLC in Sarasota, FL.  Jeffrey LaBelle has been in the securities industry since since 1987 and previously worked at Woodbury Financial Services and Next Financial Group. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA),…

Former First Allied Securities Broker, Shlomo Strugano, Barred By FINRA For Failing To Cooperate In FINRA Investigation Into Allegagations That He Forged Or Falsified Customer Signatures

January 15, 2020

Shlomo Strugano (CRD # 3108780) was a former Financial Advisor at First Allied Securities, Inc. in Reseda, CA.  Shlomo Strugano has been in the securities industry since 1999 and previously worked at Kovack Securities, Western International Securities, Essex National Securities, Citigroup Global Markets, Linsco/Private Ledger Corp., Essex National Securities, Inc. and WM Financial Services, Inc.…

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