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Category: Laidlaw & Co.

SEC Sanctions Registered Broker Michael Murray for Violating Regulation Best Interest

Michael Joseph Murray (CRD#:5034449) is a registered broker at LaidLaw & Company (UK) LTD., in New York, NY. Broker’s Background He entered the securities industry in 2005 and previously worked for Casimir Capital L.P.; and Aegis Capital Corp. Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in […]

SEC Suspends Broker Richard Michalski for Violating Regulation Best Interest

Richard G. Michalski (CRD#: 4588706) is a registered broker for LaidLaw & Company (UK) Ltd., in New York, NY. Broker’s Background Richard Michalski entered the securities industry in 2002 and previously worked for Kuhns Brothers Securities Corporation; Casimir Capital L.P; and Aegis Capital Corp. Allegations of Misconduct According to publicly available records released by the […]

FINRA Suspends, Fines Former Broker Edward Short For Violating Regulation Best Interest

Edward Short (CRD#: 2462752) is a previously registered Broker. Broker’s Background He entered the securities industry in 1994 and previously worked for Laidlaw & Company (UK) Ltd.; EKN Financial Services, Inc.; Ehrenkrantz King Nussbaum; Weatherly Securities Corporation; Tasin & Company, Inc.; H G I; Americorp Securities, Inc.; and Royce Investment Group, Inc. Current And Past […]

Financial Advisor Joseph Fedorko (Laidlaw & company LTD) Customer Complaints

Joseph Fedorko (CRD # 2007317) is a Financial Advisor at Laidlaw & Company LTD in Greenwich, CT. Joseph Fedorko has been in the securities industry since 1989 and previously worked at Oppenheimer & Co. Inc., Josephthal & Co. Inc., Gruntal & CO., L.L.C., Rickel & Associates, Inc., and FINRA expelled firm South Richmond Securities, Inc. […]

Financial Advisor Andrew Justin Grant (Laidlaw & company LTD) Customer Complaints

Andrew Justin Grant (CRD # 2709882) is a Financial Advisor at Laidlaw & company LTD in Melville, NY. Andrew Grant has been in the securities industry since since 1997 and previously worked at Obsidian Financial Group, LLC, Empire Financial Group, Inc., Ehrenkrantz King Nussbaum, Inc. Weatherly Securities Corporation, Tasin & Company, Inc., IAR Securities Corp., […]

Financial Advisor Peter Viglione (Laidlaw & company LTD) Customer Complaints

Peter Viglione is a Financial Advisor at Laidlaw & Co. in New York, NY.  Peter Viglione entered the securities industry in 2003 and previously worked for Portfolio Advisors Alliance, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February 2019, a customer filed a complaint against Peter Viglione, alleging […]