SEC Sanctions Registered Broker Michael Murray for Violating Regulation Best Interest
December 10, 2023
- Categories:
- Laidlaw & Co.
Michael Joseph Murray (CRD#:5034449) is a registered broker at LaidLaw & Company (UK) LTD., in New York, NY. Broker’s Background He entered the securities industry in 2005 and previously worked for Casimir Capital L.P.; and Aegis Capital Corp. Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in […]