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Former Merrill Lynch Financial Advisor Peter Eckerline Has Nine Customer Complaints Disclosures, Alleging Sales Practice Misconduct

September 16, 2021

Peter Eckerline (CRD#: 1244319) is a previously registered Broker and Investment Advisor. He entered the securities industry in 1984 and previously worked for Merrill Lynch, Pierce, Fenner & Smith, Inc.   According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in June 2021, a customer dispute was filed against Peter Eckerline.…

IBN Financial Services Broker Peter Kalmus Has Four Customer Complait Disclosures, Including Two Pending Complaints

September 16, 2021

Peter Kalmus (CRD#: 1522531) is a registered Broker at IBN Financial Services, Inc. in Liverpool, NY. He entered the securities industry in 1986 and previously worked for Concorde Investment Services, LLC; DFPG Investments, Inc.; VFG Securities, Inc.; Omni Brokerage, Inc; Lion’s Group Trading, LLC; Andover Brokerage, LLC; Worldco, LLC; MML Investors Services, Inc.; Prime Capital…

How to Recover Losses from Distressed Securities

September 15, 2021

Distressed securities refer to financial instruments belonging to a company that’s experiencing financial distress or is in bankruptcy. Though risky, these types of securities are popular for attracting aggressive investors who are looking to make a big cash-out. Unfortunately, this includes financial advisors and brokers you might have trusted with investment money, too.   Since distressed…

FINRA Suspends DMK Advisor Group Financial Advisor Dale Rampsberger for Selling Away

September 14, 2021

Dale Rampsberger (CRD#: 1601669) is a dually registered Broker and Investment Advisor at DMK Advisor Group, Inc. in Lakewood, CO. He entered the securities industry in 1987 and previously worked for Securities America Advisors, Inc.; Titan/Value Equities Group, Inc.; Value Equities Corporation; and Principal Investors Corporation. According to publicly available records released by the Financial…

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