Rockefeller Financial LLC Broker Shay W. Scruggs Has Three Disclosed Customer Disputes
May 15, 2026
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- Rockefeller Financial
Broker’s Background Shay W. Scruggs (CRD #: 4173046) is registered with Rockefeller Financial LLC. He is located in Houston, TX. Scrugg’s past employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Deutsche Bank Securities Inc., Rockefeller Capital Management and Rockefeller Financial LLC. Current and Past Allegations of Conduct Leading […]