The Wolper Law Firm, P.A. is currently investigating claims against Ben Dembla, a former Financial Advisor at Merrill Lynch in Chicago, Ill.  Ben Dembla has been in the securities industry since 2001. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on February 5, 2019, FINRA sanctioned Ben Dembla, barring him […]

The Wolper Law Firm, P.A. is currently investigating claims against Bruce Smith, a Financial Advisor at Ameriprise Financial Services in Bartlesville, Oklahoma.  Bruce Smith has been in the securities industry since 1992 and previously worked for IDS Life Insurance Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December […]

Kevin Wilson is a Financial Advisor at Worden Capital Management LLC in New York, NY. Kevin Wilson has been in the securities industry since 1999 and previously worked at National Securitis Corp., Laidlaw & Company LTD., and Aegis Capital Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), from December […]

The Wolper Law Firm, P.A. is currently investigating claims against Ronald Rothchild, a Financial Advisor at National Securities Corp. in Mellville, NY.  Ronald Rothchild has been in the securities industry since 2002 and previously worked for Raymond James. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 30, 2018, […]

The Wolper Law Firm, P.A. is currently investigating claims against Thomas Olexa, a Financial Advisor at Valmark Securities in Shaumburg, Illinois.  Thomas Olexa has been in the securities industry since 1987 and previously worked for Woodbury Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on August 20, 2018, […]