Category: Western International Securities

Thomas Swan (CRD#: 1698430) is a dually registered Broker and Investment Advisor at Western International Securities, Inc. in Westlake Village, CA. Broker’s Background He entered the securities industry in 1987 and previously worked for Financial West Group; WM Financial Services, Inc.; Great Western Financial Securities, Corp.; SunAmerica Securities, Inc.; IFG Network Securities, Inc.; Sentra Securities […]

Peter Steege (CRD # 1060713) is a Financial Advisor at Western International Securities in Denver, Colorado. Peter Steege has been in the securities industry since 1982 and previously worked at Sands Brothers and Global Capital Securities. “The Wolper Law Firm, P.A. recently filed an arbitration claim against Western International Securities based upon alleged sales practice […]

David Bibo (CRD # 2602436) is a Financial Advisor at Western International Securities, Inc. in San Jose, CA. David Bibo has been in the securities industry since 1995 and previously registered with Myclearing.com, Interfirst Capital Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to publicly available records released by the Financial Industry Regulatory […]

Dennis Mehringer, Jr. (CRD # 722569) was a Financial Advisor at Western International Securities in Pasadena, California. Dennis Mehringer has been in the securities industry since 1981 and previously worked at First Allied Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on Octobner 18, 2019, Dennis Mehringer was barred […]

John Rosas Jaramillo (CRD # 2659263) was a Financial Advisor at Western International Securities, Inc. in Westlake Village, CA. John Jaramillo has been in the securities industry since 1996 and previously worked for Financial West Group and PFS Investments, Inc. John Jaramillo is not currently registered as a broker. According to publicly available records released […]

Stuart Myles Godin (CRD # 223476) is a Financial Advisor at Western International Securities, Inc. in Los Angles, CA. Stuart Godin has been in the securities industry since 1961 and previously worked at Financial West Group, RBC Capital Markets, LLC, Citigroup Global Markets Inc., Morgan Stanley, Prudential Securities, Bear, Stearns, Oppenheimer and Merrill Lynch. According […]

  Doron Kochavi (CRD #1011155) is a Financial Advisor at Western International Securities in Pasadena, California. Doron Kochavi has been in the securities industry since 1981 and previously worked at UBS Financial Services and JP Morgan Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October 17, 2019, a […]

Eric Silvestre (CRD #3171573) was a former Financial Advisor at JP Morgan in Santa Monica, California. Eric Silvestre currently works for Western International Securities. Eric Silvestre has been in the securities industry since 1999 and previously worked at Washington Mutual Investments. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Dennis A Mehringer, Jr. (CRD # 722569) was a Financial Advisor at Western International Securities, Inc. in Pasadena, CA.  Dennis Mehringer has been in the securities industry since 1981 and previously worked at First Allied Securities, FSC Securities Corporation and Walnut Street Securities. According to publicly available records released by the Financial Industry Regulatory Authority […]

The Wolper Law Firm, P.A. is currently investigating claims against Kenneth McDonald, a Financial Advisor at Western International Securities in Westlake Village, California.  Kenneth McDonald has been in the securities industry since the 1970s and previously worked at Newport Coast Securities, which has since been expelled from the industry by FINRA. According to publicly available […]