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Category: Sterne Agee Financial Services

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Financial Advisor Sterne Agee Financial Services (Richard Wesselt) Customer Complaints

On April 29, 2019, the Wolper Law Firm, P.A., P.A. filed an arbitration claim against Sterne Agee Financial Services (“Sterne Agee”) and Financial Advisor, Richard Wesselt, before the Financial Industry Regulatory Authority (FINRA).  The arbitration relates to alleged sales practice misconduct committed by former Sterne Agee Financial Advisor, Richard Wesselt, who was located in the […]