Financial Advisor Sterne Agee Financial Services (Richard Wesselt) Customer Complaints
April 29, 2019
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- Sterne Agee Financial Services
On April 29, 2019, the Wolper Law Firm, P.A., P.A. filed an arbitration claim against Sterne Agee Financial Services (“Sterne Agee”) and Financial Advisor, Richard Wesselt, before the Financial Industry Regulatory Authority (FINRA). The arbitration relates to alleged sales practice misconduct committed by former Sterne Agee Financial Advisor, Richard Wesselt, who was located in the […]