The Wolper Law Firm, P.A. is currently investigating claims against Steven Pagartanis, a former Financial Advisor at Cadaret, Grant & Co. and Lombard Securities in Seatauket, KY.  Steven Pagartanis has been in the securities industry since 1989 and has worked for several other brokerage firms, including Woodbury Financial Services, Invest Financial Corp. and Yankee Financial […]

The Wolper Law Firm, P.A. is currently investigating claims against Oscar Francis, a former Financial Advisor at MML Investors Services in Ft. Lauderdale, FL. In April 2017, the Department of Justice commenced an investigation into Oscar Francis regarding “selling away and [an] outside business activity.” The Financial Industry Regulatory Authority (FINRA) strictly prohibits financial advisor […]