Robert Brinckerhoff (CRD # 823695) is a Financial Advisor at Morgan Stanely in Burlington, VT.  Robert Brinckerhoff has been in the securities industry since 1976 and previously worked at Merrill Lynch in Palm Beach, FL.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Robert Brinckerhoff has five customer complaints disclosed […]

Michael Barry Carter (CRD # 3232017) is a former Financial Advisor at Morgan Stanely in McLean, VA.  Michael Carter has been in the securities industry since 1999 and previously worked at Ameriprise, Merril Lynch, Financial Network Investment Corporation and Dean Witter Reynolds.  On July 20, 2020, the Securities and Exchange Commission (SEC) filed a complaint […]

Herbert Hafen (CRD # 867068) is a former Financial Advisor at Wells Fargo and Morgan Stanley in New York, NY.  Herbert Hafen has been in the securities industry since 1979 and previously worked at Bear, Stearns.     According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in August 2018, Wells Fargo […]

Ken Kavanaugh (CRD # 4502223) was a Financial Advisor at Morgan Stanley in New York, NY.  Ken Kavanaugh has been in the securities industry since 2002 and previously worked at Citigroup Global Markets and UBS Financial Services.     According to publicy available records released by the Financial Industry Regulatory Authority (FINRA), FINRA recently suspended Ken […]

Robert F. Montes (CRD # 8355488) was a Financial Advisor at Morgan Stanley in Palm Harbor, FL.  Robert Montes has been in the securities industry since 1977 and previously worked at Wells Fargo Advisors, Prudential Securities, Salomon Smith Barney, Lehman Brothers, Merrill Lynch, E.F. Hutton and Oppenheimer.     According to publicy available records released by […]

Ron Willoughby was a Financial Advisor at Morgan Stanley in Tempe, Arizona.  Ron Willoughby entered the securities industry in 1994 and previously worked at UBS Financial Services.  Currently, Ron Willoughby is registered at Kestra Investment Services in Venice, California.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 6, […]

Izhar Shefer is a former Financial Advisor at Morgan Stanley in Aventura, FL.  Izhar Shefer has been in the securities industry since 1998 and previously worked at Corporate Securities Group, Inc., Merrill Lynch, Pierce, Fenner & Smith, Salomon Smith Barney, Inc., Prudential Securities Incorporated, Wachovia Securities, LLC, and APW Capital, Inc. Izhar Shefer is not […]

Daniel Levine is a former Financial Advisor at Morgan Stanley in Greenwood Village, Colorado.  After being terminated by Morgan Stanley in August 2018, Daniel Levine briefly joined First Financial Equity Corp.  Robert Mehlin, Jr. has been in the securities industry since 1997 and previously worked at UBS Financial Services and Merrill Lynch. According to publicly […]

James Mewhinny is a former Financial Advisor at Morgan Stanley in Dallas, Texas.  James Mewhinny has been in the securities industry since 1978 and worked at Morgan Stanley 2008. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in November 2018, a customer filed a complaint against James Mewhinny, alleging “ATTORNEY […]

The Wolper Law Firm, P.A. is currently investigating claims against Richard Juracka, a Financial Adviser at Morgan Stanley in New York, NY.  Richard Juracka has been in the securities industry since 1980 and has been employed by Morgan Stanley for the entirety of his career. According to publicly available records released by the Financial Industry […]