Category: Morgan Stanley

John A. Borsellino (CRD # 2006663) was a former Financial Advisor at Morgan Stanley in Stamford, CT. John Borsellini previously worked at Merrill Lynch. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 4, 2019, FINRA suspended John Borsellino for three months, fined him $5,000 and ordered disgorement totaling […]

Donald Teboe (CRD # 4407610) is a former Financial Advisor at Cantella & co., Inc. in Clinton, MI.  Donald Teboe has been in the securities industry since 2002 and previously worked at Questar Capital Corporation, Royal Securities Company, Cullum & Burks Securities, Inc., Regis Securities Corporation, and Tower Equities, Inc.  According to publicly available records […]

Kevin Gunnip (CRD # 2701801) is a former Financial Advisor at Morgan Stanely in Southlake, TX.  Kevin Gunnip has been in the securities industry since 1996.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in September 2019, FINRA barred Kevin Gunnip from “acting as a broker or otherwise associating with […]

Robert Brinckerhoff (CRD # 823695) is a Financial Advisor at Morgan Stanely in Burlington, VT.  Robert Brinckerhoff has been in the securities industry since 1976 and previously worked at Merrill Lynch in Palm Beach, FL.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Robert Brinckerhoff has five customer complaints disclosed […]

Michael Barry Carter (CRD # 3232017) is a former Financial Advisor at Morgan Stanely in McLean, VA.  Michael Carter has been in the securities industry since 1999 and previously worked at Ameriprise, Merril Lynch, Financial Network Investment Corporation and Dean Witter Reynolds.  On July 20, 2020, the Securities and Exchange Commission (SEC) filed a complaint […]

Herbert Hafen (CRD # 867068) is a former Financial Advisor at Wells Fargo and Morgan Stanley in New York, NY.  Herbert Hafen has been in the securities industry since 1979 and previously worked at Bear, Stearns.     According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in August 2018, Wells Fargo […]

Ken Kavanaugh (CRD # 4502223) was a Financial Advisor at Morgan Stanley in New York, NY.  Ken Kavanaugh has been in the securities industry since 2002 and previously worked at Citigroup Global Markets and UBS Financial Services.     According to publicy available records released by the Financial Industry Regulatory Authority (FINRA), FINRA recently suspended Ken […]

Robert F. Montes (CRD # 8355488) was a Financial Advisor at Morgan Stanley in Palm Harbor, FL.  Robert Montes has been in the securities industry since 1977 and previously worked at Wells Fargo Advisors, Prudential Securities, Salomon Smith Barney, Lehman Brothers, Merrill Lynch, E.F. Hutton and Oppenheimer.     According to publicy available records released by […]

Ron Willoughby was a Financial Advisor at Morgan Stanley in Tempe, Arizona.  Ron Willoughby entered the securities industry in 1994 and previously worked at UBS Financial Services.  Currently, Ron Willoughby is registered at Kestra Investment Services in Venice, California.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 6, […]

Izhar Shefer is a former Financial Advisor at Morgan Stanley in Aventura, FL.  Izhar Shefer has been in the securities industry since 1998 and previously worked at Corporate Securities Group, Inc., Merrill Lynch, Pierce, Fenner & Smith, Salomon Smith Barney, Inc., Prudential Securities Incorporated, Wachovia Securities, LLC, and APW Capital, Inc. Izhar Shefer is not […]