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Category: Lion Street Financial

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SEC Sanctions Lion Street Financial, LLC Regarding Sale of GWG L Bonds

Lion Street Financial, LLC (CRD# 165828) is a registered brokerage firm in Austin, TX. Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in November of 2024, the Securities and Exchange Commission (“Commission”) deemed it appropriate and in the public interest that public administrative and cease-and-desist proceedings be, […]

Financial Advisor Kimberley Schkade-Hill (Lion Street Financial, LLC) Customer Complaints

Kimberley Schkade-Hill (CRD # 4550820) is a Financial Advisor Lion Street Financial, LLC in Austin, TX. Kimberley Schkade-Hill has been in the securities industry since 2002 and previously worked at Sagepoint Financial, Inc. (1/2018-5/2018), BBVA Securitites (5/2013-1/2018), BBVA Compasss Investment Solutions, Inc. (2/2010-5/2013), and Guranty Brokerage Serivices, Inc. (7/2002-12/2009). According to publicly available records released […]