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Category: Herbert J Sims & Co

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Herbert J Sims Broker, Robert Salles, Has Six Customer Complaints, Including Two Pending Complaints

The Wolper Law Firm is currently investigating claims against Robert Salles, a former Financial Adviser at Herbert J Sims & Co. in Boca Raton, FL.  Robert Salles has been in the securities industry since the 1980s and previously worked at Smith Barney.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor, Adam Goodman, Has Three Customer Complaints Since 2016, Including One Pending Complaint For “High Pressure Sales Tactics”

The Wolper Law Firm is currently investigating claims against Adam Goodman, a former Financial Advisor at Herbert J. Sims in Boca Raton, FL.  Adam Goodman has been in the securities industry since the 1990s and previously worked at least one brokerage firm that has since been expelled from the industry. According to publicly available records […]