Financial Advisor Kelln Small Barred by FINRA After Allegations of Forgery
November 8, 2024
- Categories:
- First Financial Securities
Kelln Beth Small (CRD#: 4370485) was a previously registered broker. Broker’s History She entered the securities industry in 2001 and previously worked with First Financial Securities of America, Inc. Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in October of 2024, without admitting or denying the findings, […]