fbpx

Category: David Lerner Associates

  • Home
  • »
  • David Lerner Associates

Former David Lerner Broker, Charles Bonilla, Sanctioned By FINRA For Alleged Improper Sales Of David Lerner’s Energy Sector Securities

Charles Bonilla (CRD # 2572107) is a former Financial Advisor at David Lerner Associates in Boca Raton, FL. Charles Bonilla was in the securities industry from 1994 through 2019 and also worked for Pruco Securities, Scottrade and T. Rowe Price. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on February […]

Did You Purchase Energy 11, Energy 12 Or Spirit of America Energy Fund (SOAEX) Through David Lerner Broker, Glenn Werner

Glenn Werner (CRD # 2617985) is a Financial Advisor at David Lerner Associates in Syosset, NY. Glenn Werner has been in the securities industry since 1997 and previously worked at two brokerages that have been expelled from the industry. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Glenn Werner has […]

Did You Purchase Energy 11, Energy 12 Or Spirit of America Energy Fund (SOAEX) Through David Lerner Broker, Michael Norton

Michael Norton (CRD # 2617985) is a Financial Advisor at David Lerner Associates in Syosset, NY. Michael Norton has been in the securities industry since 1997 and previously worked at two brokerages that have been expelled from the industry. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Michael Norton has […]

Did You Purchase Energy 11, Energy 12 Or Spirit of America Energy Fund (SOAEX) Through David Lerner Broker, Daniel Lerner

Daniel Lerner (CRD # 1255769) is a Financial Advisor at David Lerner Associates in White Plains, NY. Daniel Lerner has been in the securities industry since 1985 and previously worked at Prudential Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Daniel Lerner has six customer complaints, including three pending […]

Did You Purchase Energy 11, Energy 12 Or Spirit of America Energy Fund (SOAEX) Through David Lerner Broker, Rafael Klein

Rafael Klein a/k/a Rafe Klein (CRD # 2865823) is a Financial Advisor at David Lerner Associates in Westport, Connecticut. Rafael Klein a/k/a Rafe Klein has been in the securities industry since 1997 and previously worked at Farina & Associates and Investec Ernst & Co. According to publicly available records released by the Financial Industry Regulatory […]

Did You Purchase Energy 11, Energy 12 Or Spirit of America Energy Fund (SOAEX) Through David Lerner Broker, Francisco Cabral

Francisco Cabral (CRD # 5257195) is a Financial Advisor at David Lerner Associates in White Plains, NY. Francisco Cabral has been in the securities industry since 2007 and has been registered with David Lerner his entire career. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on March 9, 2021, a […]

Wolper Law Firm Is Investigating David Lerner Associates Regarding Its Sale Of Energy L.P., Energy Resources 12, L.P., And The Spirit Of America Fund

The Wolper Law Firm, P.A. is investigating claims against David Lerner Associates, Inc., a privately held brokerage firm with assets of more than $4.5 billion. David Lerner issued and/or distributed several proprietary securities in the energy, oil and gas sector that have displayed extreme volatility and, accordingly, have caused investor losses. Many of the investors […]

David Lerner Broker, Scott Mass, Has $500,000 Pending Customer Complaint Regarding The Sale Of Puerto Rico Bonds

The Wolper Law Firm is currently investigating claims against Scott Mass, a Financial Advisor at David Lerner & Assoc. in Syosset, New York.  Scott Mass has been in the securities industry since the 1980s and has worked for David Lerner his entire career. According to publicly available records released by the Financial Industry Regulatory Authority […]