Investment Advisor Syed Ali Farooq Permitted to Resign for Selling Away Allegations
November 17, 2025
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- Calton & Associates
Syed Ali Farooq (CRD#:4815808) is a registered investment advisor with Jaffe Tichlin Investment Partners, LLC in Santa Ana, CA. Broker’s History He entered the securities industry in 2007 and previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated; B.C. Ziegler and Company; Saturna Capital Brokerage Services, Inc.; Protected Investors of America; Westpark Capital, Inc.; […]