fbpx

Category: Calton & Associates

  • Home
  • »
  • Calton & Associates

Investment Advisor Syed Ali Farooq Permitted to Resign for Selling Away Allegations

Syed Ali Farooq (CRD#:4815808) is a registered investment advisor with Jaffe Tichlin Investment Partners, LLC in Santa Ana, CA. Broker’s History He entered the securities industry in 2007 and previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated; B.C. Ziegler and Company; Saturna Capital Brokerage Services, Inc.; Protected Investors of America; Westpark Capital, Inc.; […]

Financial Advisor Bart Bohrer (Calton & Associates, Inc.) Customer Complaints

Bart Bohrer (CRD # 4315654) is a Financial Advisor at Calton & Associates in Tampa, FL. Bart Bohrer has been in the securities industry since 2003 and has been registered with Calton & Associates this entire time. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Bart Bohrer has four pending […]

Financial Advisor Justin Mitchell (Capital Financial Services) Customer Complaints

Justin Mitchell (CRD # 5177794) is a former Financial Advisor at Capital Finanical Services in Baton Rouge, Louisiana.  Justin Mitchell has been in the securities industry since 2007 and previously worked at LPL Finanical.  Since 2019, Justin Mitchell has been registered with Calton & Associates.  According to publicly available records released by the Financial Industry […]

Financial Advisor Mark T. Lamkin (Calton & Associates, Inc.) Customer Complaints

Mark T. Lamkin (CRD # 42121510) is a Financial Advisor at Calton & Associates, Inc. in Louisville, KY.  Mark Lamkin has been in the securities industry since 1991 and previously worked at LPL Financial, PNC Brokerage Corp., GNA Securities, Equico Securities and The Equitable Life Assurance Society of the United States.  According to publicly available […]