June 18, 2020
Matthew Gaer (CRD # 2301493) is a Financial Advisor at Aegis Capital Corp in Boca Raton, FL. Matthew Gaer has been in the securities industry since 1992 and previously worked at Oppenheimer and Co. Inc. and Ameriprise Financial Services, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since Septmber […]
April 20, 2019
Alan Appelbaum is a former Financial Advisor at Aegis Capital Corp. in Boca Raton, FL. Alan Appelbaum has been in the securities industry since 1976 and previously worked at Herbert J. Sims & Co. and Ryan Beck & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Alan Appelbaum has […]
March 1, 2019
Paul Falcon is a Financial Advisor at Aegis Capital in its Boca Raton, FL branch office. Paul Falcon has been in the securities industry since 1994 and previously worked at Global Strategic Investments. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Paul Falcon has six (6) customer complaints disclosed on […]
December 30, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Pedro Rodriguez, a Financial Advisor at Aegis Capital in Miami, Florida. Pedro Rodriguez has been in the securities industry since 2007 and previously worked Oriental Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Pedro Rodriguez has two […]
July 31, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Damian Mamane, a Financial Advisor at Aegis Capital in Boca Raton, FL. Damian Mamane has been in the securities industry since the 2001 and previously worked for Gunallen Financial According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Damian Mamane has […]
July 2, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Dominic Diorio, a Financial Advisor at Aegis Capital in Melville, NY. Aegis Capital first entered the securities industry in 1996 and previously worked for several brokerage firms that have since been expelled by Financial Industry Regulatory Authority (FINRA), including Global Arena Capital Corp., Prestige Financial […]