Gilbert Kuta (CRD#: 1084075) is a registered Broker at Aegis Capital Corp. in Timonium, MD. He entered the securities industry in 1982 and previously worked for Capitol Securities Management, Inc.; RBC Capital Markets Corporation; Ferris, Baker Watts, LLC; Smith Barney Shearson, Inc.; Lehman Brothers, Inc.; Painewebber Incorporated; A.G. Edwards & Sons, Inc.; Laidlaw Ansbacher Incorporated; […]

Yann Faho (CRD#: 5397543), also known as Jann Faho and John Faho, is a registered Broker at Aegis Capital Corp. in New York, NY. He entered the securities industry in 2008 and previously worked for Spartan Capital Securities, LLC; Olympia Asset Management, LTD.; National Securities Corporation; PHD Capital; John Thomas Financial; and Mercer Capital LTD. […]

Kishan Parikh (CRD#: 5506554), also known as Sean Parikh, was a previously registered Broker at Aegis Capital Corp. in New York, NY. He entered the securities industry in 2008 and previously worked for Max International Broker/Dealer Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in March 2021, FINRA initiated […]

Corey Alexander Johnson (CRD#: 5752206) is a registered Broker at Aegis Capital Corp. in Melville, NY. He entered the securities industry in 2010 and previously worked for Global Arena Capital Corp. and Prestige Financial Center, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in March 2021, FINRA sanctioned Corey […]

Anthony Tricarico (CRD#: 1047416) was an Investment Advisor working for Aegis Capital Corp. He entered the securities industry in 1982. Anthony Tricarico previously worked for Gunnallen Financial, Inc.; The Concord Equity Group, LLC; Fahnestock & Co., Inc.; Josephthal & Co., Inc.; Robb Peck McCooey Clearing Corporation; Oscar Gruss & Son, Inc.; Shamus Group, Inc.; Investors […]

Thomas Edison Kelly, Jr. (CRD #2877415) was a Financial Advisor at Aegis Capital Corp. in New York, NY. Thomas Kelly has been in the securities industry since 1997 and previously worked at First Republic Group. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Thomas Kelly has been the subject of […]

Thomas Duggan (CRD #2757615) is a Financial Advisor at Aegis Capital Corp. in Melville, NY. Thomas Duggan has been in the securities industry since 1996 and previously worked at Maxim Group LLC and Investec Ernst and Company. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Thomas Duggan has been the […]

Matthew Gaer (CRD # 2301493) is a Financial Advisor at Aegis Capital Corp in Boca Raton, FL. Matthew Gaer has been in the securities industry since 1992 and previously worked at Oppenheimer and Co. Inc. and Ameriprise Financial Services, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since Septmber […]

Pratul Agnihotri, (CRD # 4031797) was a Financial Advisor at Spartan Capital Securities and Aegis Capital Corp in New York, NY and Melville, NY, respectively.  Pratul Agnihotri has been in the securities industry since 1999 and previously worked at Gunallen Financial and four other brokerage firms that have been expelled from the securities industry. According […]

Alan Appelbaum is a former Financial Advisor at Aegis Capital Corp. in Boca Raton, FL.  Alan Appelbaum has been in the securities industry since 1976 and previously worked at Herbert J. Sims & Co. and Ryan Beck & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Alan Appelbaum has […]