Category: 1st West Capital

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Financial Advisor James “Jim” Heafner (1st Global Capital, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against James “Jim” Heafner and Heafner Financial Solutions in Charlotte, North Carolina. The Wolper Law Firm, P.A. has been retained by investors of James “Jim” Heafner and Heafner Financial Solutions, who were sold unregistered promissory notes issued by 1st Global Capital, LLC and 1st West Capital, […]

INVESTOR UPDATE—On August 23, 2018, The SEC Filed A Complaint Against 1st Global Capital, 1st West Capital, Carl Ruderman And Entities Controlled By Carl Ruderman Alleging Securities Fraud?

What Is Known So Far? As previously reported by the Wolper Law Firm, P.A., on July 27, 2018, 1st Global Capital and 1st West Capital filed for bankruptcy protection in the Southern District of Florida.  It was revealed in bankruptcy court filings that the “Securities and Exchange Commission (SEC) opened an investigation into the companies’ […]