Robert S. Gleason Jr. (CRD#: 1415067) is a previously registered Broker and Investment Advisor.   Broker’s Background He entered the securities industry in 1985, and previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated; Advest, Inc.; H&R Block Financial Advisors, Inc.; Raymond James & Associates, Inc.; Ross, Sinclaire & Associates, LLC; Cantella & Co.Inc..; […]

Larry Joseph Michaels (CRD#: 4351477) is a registered Broker and Financial Advisor with Crown Capital Securities, L.P., in Orange, CA.   Broker’s Background He entered the securities industry in 2001, and previously worked with Prudential Securities Incorporated; Pruco Securities Corporation; New England Securities; Crown Capital Securities, L.P.; J.P Turner & Company, LLC; and Legacy Advisory […]

John Noel Marcheso (CRD#: 869337) is a registered Broker and Investment Advisor with Centaurus Financial Inc., in Anaheim, CA.   Broker’s History He entered the securities industry in 1983, and previously worked with NYLife Securities, Inc.   Current and Past Allegations of Conduct Leading to Investment Loss According to publicly available records released by the […]

Julie Anne Darrah (CRD#: 2102014) was a previously registered Broker and Investment Advisor.   Broker’s History She entered the securities industry in 2001, and previously worked with National Planning Corporation; Mutual Securities, Inc.; Vivid Financial Management, Inc.; and Wealth Enhancement Advisory Services, LLC.   Allegations of Misconduct According to publicly available records released by the […]

Peter Frederick Reinecke (CRD#: 2085940) is a previously registered Broker and Investment Advisor.   Broker’s Background He entered the securities industry in 1990, and previously worked with Cigna Financial Advisors, Inc.; LPL Financial LLC; and Saxony Securities, Inc.   Current and Past Allegations of Conduct Leading to Investment Loss According to publicly available records released […]

Fernando Corcuchia (CRD#: 5394734) was a previously registered broker. Broker’s Background He entered the securities industry in 2009 and previously worked with New England Securities; NYLife Securities LLC; and Pruco Securities, LLC. Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2024, Fernando Corcuchia became the […]

Blake Robert Lynch (CRD#: 6650717) is a registered broker with Securities America, Inc. in Omaha, NE. Broker’s Background He entered the securities industry in 2017 and previously worked with Securian Financial Services, Inc., and Cetera Advisor Networks LLC. Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in […]

Gihan Anil Fernando (CRD#: 4469669) is a registered broker with Cetera Investment Services, LLC in Houston, TX. Broker’s Background He entered the securities industry in 2002 and previously worked with Morgan Stanley, and Bok Financial Securities, Inc. Current and Past Allegations of Conduct Leading to Investment Loss According to publicly available records released by the […]

Martin A. Klein III (CRD#: 1778613) is a Registered Broker and Investment Advisor with RBC Capital Markets, LLC in Newport Beach, CA. Broker’s Background He entered the securities industry in 1987 and previously worked with Prudential Securities Incorporated; Morgan Stanley DW Inc.; Morgan Stanley & Co.; and J.P Morgan Securities, LLC. Current and Past Allegations […]

Ronald Luther Bucher (CRD#: 1804910) was a previously registered broker and investment advisor. Broker’s Background He entered the securities industry in 1988, and previously worked with Glickenhaus & Co.-New Jersey; Dean Witter Reynolds, Inc.; Moore & Schley, Cameron & Co.; Hanifen, Imhoff Securities Corp.; Josephthal & Co., Inc.; Josephthal Lyon & Ross Incorporated; Prudential Securities […]