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Category: Mutual Securities

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Former Financial Advisor Julie Anne Darrah Subject of a Customer Dispute

Julie Anne Darrah (CRD#: 2102014) was a previously registered broker and investment advisor. Broker’s Background She entered the securities industry in 2001, and has previously worked for Wealth Enhancement Advisory Services, LLC; Vivid Financial Management, Inc.; Mutual Securities, Inc.; and National Planning Corporation. Allegations of Misconduct According to publicly available records released by the Financial […]

Financial Advisor Julie Darrah Subject of SEC Complaint Alleging the Misappropriation of Millions from Clients

Julie Anne Darrah (CRD#: 2102014) was a previously registered Broker and Investment Advisor.   Broker’s History She entered the securities industry in 2001, and previously worked with National Planning Corporation; Mutual Securities, Inc.; Vivid Financial Management, Inc.; and Wealth Enhancement Advisory Services, LLC.   Allegations of Misconduct According to publicly available records released by the […]

SEC Initiates Civil Complaint Against Investment Advisor Julie Anne Darrah

Julie Anne Darrah (CRD#: 2102014) was a previously registered broker and investment advisor. Broker’s Background She entered the securities industry in 2001, and has previously worked for Wealth Enhancement Advisory Services, LLC; Vivid Financial Management, Inc.; Mutual Securities, Inc.; and National Planning Corporation. Allegations of Misconduct According to publicly available records released by the Financial […]