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Michael Spolar, A Former Financial Advisors At LPL Financial, LLC And International Assets Advisory, LLC, Has Recently Been Suspended By FINRA And Has Two Pending Customer Complaints Due To Alleged Improper Investment Activities

June 14, 2018

The Wolper Law Firm is currently investigating claims against former LPL Financial, LLC and International Assets Advisory, LLC Financial Advisor, Michael Spolar. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Michael Spolar has been suspended by FINRA from associating with any brokerage firm for a period of one month and…

Bradley Ford, A Financial Advisor At USA Financial Services Corp., Is The Subject Of A Pending Customer Complaint For Misrepresentation And Unsuitable Investments

June 7, 2018

The Wolper Law Firm is currently investigating claims against USA Financial Services Corp. Financial Advisor, Bradley Ford. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), a customer filed a complaint against Bradley Ford in April 2018 for allegedly misrepresenting the characteristics of an annuity.  Additional customer complaints and regulatory discipline…

Did You Invest In The LJM Preservation And Growth Fund And Suffer Investment Losses?

June 7, 2018

The LJM Preservation and Growth Fund, which trades under the ticker symbols LJMIX, LJMAX and LJMCX, declined nearly 80% in February 2018.  The prospectus for the LJM Preservation and Growth Fund provides that the investment objectives of the fund are to “seek capital appreciation and capital preservation with low correlation to the broader US equity…

Former Liberty Partners Financial Services, Inc. And Securities America Financial Advisor Barred From Associating With Any FINRA Member Brokerage Firm

June 7, 2018

The Wolper Law Firm is currently investigating claims against former Liberty Partners Financial Services, Inc. Financial Advisor, Eric Erb, out of Babylon, NY. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Mark Kaplan was sanctioned by FINRA for allegedly engaging in sales practice violations, which included falsification of new account…

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.

Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)

Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Irvine

2600 Michelson Drive
Suite 1700
Irvine, CA 92612

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis