Glenn Romer (CRD#: 4841915) is a registered Broker at Center Street Securities, Inc. in Vero Beach, FL. Broker’s Background He entered the securities industry in 2005 and previously worked for Lincoln Financial Securities Corp. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory […]

Patrick Hobert (CRD#: 805680) is a registered Broker and Investment Advisor at Centaurus Financial, Inc. in Newport Beach, CA. Broker’s Background He entered the securities industry in 1975 and previously worked for Wedbush Morgan Securities, Inc.; Brookstreet Capital Management; Brookstreet Securities Corp.; FSC Securities Corp.; Corporate Benefit Securities, Inc.; Prudential-Bache Securities, Inc.; E.F. Hutton & […]

Michael Lee (CRD#: 715932) is a dually registered Broker and Investment Advisor at Essex Securities, LLC in Jersey City, NJ. Broker’s Background He entered the securities industry in 1980 and previously worked for ES Advisory Group; SB Advisory, LLC; CL Wealth Management, LLC; Cabot Lodge Securities, LLC; IFS Securities; Financial Advisory Network; Inc.; Securities America, […]

Christopher Wright (CRD#: 4134973) is a dually registered Broker at Center Street Securities, Inc., and a registered Investment Advisor at Wright Wealth Management Group in Prescott, AZ. Broker’s Background He entered the securities industry in 2000 and previously worked for Multi-Financial Securities Corporation; Linsco/Private Ledger Corp.; and H.D. Vest Investment Services. Current And Past Allegations […]

Seth Stewart (CRD#: 5467292) is a previously registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 2009 and previously worked for Center Street Securities, Inc.; and American Equity Investment Corp. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory […]

Valentino Scott (CRD#: 1497615) is a dually registered Broker and Investment Advisor at Centaurus Financial, Inc. in West Hills, CA. Broker’s Background He entered the securities industry in 1986 and previously worked for Montano Securities Corp.; Fortis Investors, Inc.; and Pruco Securities Corp. Current And Past Allegations Of Conduct Leading To Investment Loss According to […]

Daniel Mackle (CRD#: 2239531) is a previously dually registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 1992 and previously worked for MD Global Partners, LLC; Garden State Securities, Inc.; J.P. Turner & Company, LLC; Barron Chase Securities, Inc.; Worthington Capital Group, Inc.; Investors Associates, Inc.; M.S. Farrell & Co., Inc.; […]

Janie Garza-Clark (CRD#: 1010752) is a previously registered Broker. Broker’s Background She entered the securities industry in 1982 and previously worked for TCFG Wealth Management, LLC; Sagepoint Financial, Inc.; Hornor, Townsend & Kent, Inc.; PML Securities Company; NYLife Securities, Inc.; and Mutual of Omaha Fund Management Company. Current And Past Allegations Of Conduct Leading To […]

Mark A. Thompson (CRD#: 4632270) is a dually registered Broker and Investment Advisor at Arkadios Capital in Atlanta, GA. Broker’s Background He entered the securities industry in 2003 and previously worked for ACG Wealth, Inc.; Triad Advisors, Inc.; LPL Financial Corporation; Lincoln Financial Advisors Corporation; and The Lincoln National Life Insurance Company. Current And Past […]

Mark Stevenson (CRD#: 436079) is a dually registered Broker and Investment Advisor at Stifel, Nicolaus & Company, Inc. in New York, NY. Broker’s Background He entered the securities industry in 1974 and previously worked for Barclays Capital, Inc.; Lehman Brothers, Inc.; Lehman Brothers Kuhn Loeb, Inc.; White, Weld & Co., Inc. Current And Past Allegations […]