July 28, 2018
On July 26, 2018, the SEC announced that it was unsealing fraud charges against a group of companies and their principal for allegedly perpetrating a $55 million ponzi scheme. Daniel Rudden, a resident of Colorado, operated a group of companies named Financial Visions, LLC, Financial Visions West, LLC and Financial Visions West I, LLC. From […]
July 25, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Joel Flaningan, a former Financial Advisor at NY Life Securities in Fort Wayne, Indiana. Joel Flaningan has been in the securities industry since the 2010. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 10, 2018, Joel Flaningan was […]
July 24, 2018
The Wolper Law Firm, P.A. is looking to speak with brokerage firm customers who were recommended to purchase Essex Capital Corp., an equipment leasing company that sold promissory notes through third party advisors. According to the SEC Complaint, filed in June, Essex Capital Corp. perpetrated an $80 million fraud spearheaded by its CEO, Ralph Iannelli. […]
July 2, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Donna Barnard, a former Financial Advisor at HD Vest Investment Services in Kilgore, Texas. Donna Barnard first entered the securities industry in 2004 and previously worked for Signal Securities and Woodmen Financial Services According to publicly available records released by the Financial Industry Regulatory Authority […]
July 2, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Jerry Raines, a former Financial Advisor at HD Vest Investment Services in Kilgore, Texas. Jerry Raines first entered the securities industry in 2004 and previously worked for Signal Securities and Woodmen Financial Services According to publicly available records released by the Financial Industry Regulatory Authority […]
July 2, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Gary Forrest, a former Financial Advisor at American Portfolios Financial Services, Inc. in Flint, Michigan. Garry Forrest first entered the securities industry in 1998 and previously worked for Raymond James. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January […]
June 26, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Alan New, a former Financial Advisor at NY Life Securities in Fort Wayne, Indiana. Alan New first entered the securities industry in 2002. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in 2018 alone, Alan New has been the subject […]
June 22, 2018
The Wolper Law Firm, P.A. is currently investigating claims against First Nationle Solution, LLC, United RL Capital Services, Percipience Global Corp., Perry Santillo, Christopher Parris, Paul LaRocco, John Piccarreto and Thomas Brenner. The aforementioned companies and individuals have been charged and/or implicated in a $102 million ponzi scheme involving more than 600 investors. On June […]