Michael Mandel (CRD#: 4939165) is a previously registered Broker and previously registered Investment Advisor. Broker’s Background He entered the securities industry in 2005 and previously worked for LPL Financial, LLC; Royal Alliance Associates, Inc.; and UBS Financial Services, Inc.. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released […]

Howell Ferguson (CRD#: 4400990) is a previously registered Broker. Broker’s Background He entered the securities industry in 2001 and previously worked for LPL Financial, LLC; Uvest Financial Services Group, Inc.; DFC Investor Services; and Edward Jones. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial […]

Scott Bremus (CRD#: 4073006) is a previously registered Broker and previously registered Investment Advisor. Broker’s Background He entered the securities industry in 2000 and previously worked for LPL Financial, LLC; Sterne Agee Financial Services, Inc.; Morgan Stanley Smith Barney; Citigroup Global Markets, Inc.; and Merrill Lynch, Pierce, Fenner & Smith, Inc. Current And Past Allegations […]

Scott Klor is a former Financial Advisor at LPL Financial, Inc. in Fort Mill, South Carolina.  Scott Klor has been in the securities industry since 1994 and previously worked at Uvest Financial Services Group. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 4, 2019, Skott Klor was sanctioned […]

  The Wolper Law Firm, P.A. is currently investigating claims against David Scholl, a former Financial Advisor at Planmember Securities Corp. in Grand Rapids, Michigan.  David Scholl first entered the securities industry  in the 1990s and worked for several brokerage firms, including LPL Financial, CUNA Brokerage Services and Linsco Private Ledger. According to publicly available […]