Shane Wilhelm (CRD#: 4803933) is a dually registered Broker and Financial Advisor at Fortune Financial Services, Inc. in Moneta, VA. Broker’s Background He entered the securities industry in 2004 and previously worked for Trust Advisory Services, Inc.; Trust Investment Services, Inc.; Suntrust Investment Services, Inc.; BB&T Securities, LLC; Scott & Stringfellow, LLC; Merrill Lynch, Pierce, […]

Adam T. Marquardt (CRD#: 5307192) is a previously registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 2007 and previously worked for Cetera Advisors, LLC; Wells Fargo Advisors Financial Network, LLC; Wells Fargo Advisors, LLC; and A.G. Edwards & Sons, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss […]

A cease and desist order was issued by the New Jersey Bureau of Securities against National Realty Investment Advisors, LLC (NRIA) and its owners, as the company headquarters are in New Jersey. The real estate development company is accused of fraud, unsuitability, and investment loss. The Allegations NRIA is accused of securities fraud that targeted […]

Denise Sobczak (CRD#: 3078128) is a dually registered Broker and Investment Advisor at Kestra Investment Services, LLC in Fairfield, NJ. Broker’s Background She entered the securities industry in 1998 and previously worked for Raymond James Financial Services Advisors, Inc.; Raymond James Financial Services, Inc.; Citigroup Global Markets, Inc.; and Merrill Lynch, Pierce, Fenner & Smith, […]

Robert High (CRD#: 4568165) was a previously registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 2002 and previously worked for First Financial Equity Corporation; Chase Investment Services Corp.; Banc One Securities Corporation; and Edward Jones. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records […]

Robert Earl Turner (CRD#: 2113736) was previously dually registered as a Broker and Investment Advisor. Broker’s Background He entered the securities industry in 1991 and previously worked for Stifel, Nicolaus & Company, Inc; UBS Financial Services, Inc.; and Merrill Lynch, Pierce, Fenner & Smith, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss […]

Shawn Good (CRD#: 2022168) is a previously registered Broker and previously registered Investment Advisor. Broker’s Background He entered the securities industry in 1990 and previously worked for Morgan Stanley; Wells Fargo Advisors, LLC; and Charles Schwab & Co, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss In April 2022, United States Securities […]

Christopher Passero (CRD#: 2517681) is a registered Broker at Money Concepts Capital in Hurricane, WV. Broker’s Background He entered the securities industry in 1994 and previously worked for Emissary Financial Group, Inc.; and Money Concepts Capital Corp. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the […]

Michael Barranco (CRD#: 4825738) is a registered Investment Advisor and previously registered Broker. Broker’s Background He entered the securities industry in 2004 and previously worked for LPL Financial, Inc.; and Raymond James Financial Services, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry […]

Jan Earl Haynes (CRD#: 833875) is a previously registered Broker. Broker’s Background He entered the securities industry in 1977 and previously worked for Integrity Brokerage Services, Inc.; Centaurs Financial, Inc.; National Securities Corporation; The Concord Equity Group, LLC; First Montauk Securities Corp.; J. Robbins Securities, LLC; RAS Securities Corp.; Cohig & Associates, Inc.; Dickinson & […]