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Category Morgan Stanley

Morgan Securities Financial Advisor Edward Turley Has 6 Customer Complaints, Including Complaints for Exercising Discretion Without Authorization and Unsuitability

September 14, 2021

Edward Turley (CRD#: 1872294) is a dually registered Broker and Investment Advisor at J.P. Morgan Securities, LLC in San Francisco, CA. He entered the securities industry in 1988 and previously worked for Lehman Brothers, Inc; CS First Boston Corporation; and Morgan Stanley & Co., Inc. According to publicly available records released by the Financial Industry…

Complaint Pending Against Morgan Stanley Financial Advisor Shawn Burke Alleging Unsuitability

August 17, 2021

Shawn Burke (CRD#: 2615449) is a dually registered Broker and Investment Advisor at Morgan Stanley in Perrysburg, OH. He entered the securities industry in 1995 and previously worked for Wells Fargo Clearing Services, LLC; A.G. Edwards & Sons, Inc; and Smith Barney Inc. According to publicly available records released by the Financial Industry Regulatory Authority…

Allegations of Selling Away Pending Against Former Morgan Stanley Broker Henry Chia-How Chang

June 16, 2021

Henry Chia-How Chang (CRD#: 4049732) is a dually registered Broker and Investment Advisor at Laidlaw & Company (UK) Ltd. in Pasadena, CA. He entered the securities industry in 1999 and previously worked for Morgan Stanley; Citigroup Global Markets, Inc; Citicorp Investment Services; WM Financial Services, Inc.; Gateway Investment Services, Inc.; and Pruco Securities Corporation. According…

Allegations Pending Against Former Morgan Stanley Investment Advisor Henry Chang for Selling Away

March 14, 2021

Henry Chang (CRD#: 4049732) was a previously registered Investment Advisor at Morgan Stanley in Pasadena, CA. He entered the securities industry in 1999 and previously worked for Citigroup Global Markets, Inc.; Citicorp Investment Services; WM Financial Services, Inc.; Gateway Investment Services, Inc.; and Pruco Securities Corporation. According to publicly available records released by the Financial…

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