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Category Cetera Advisors LLC

Former Cetera Advisors Broker Walter Allen Barred by FINRA After Refusing to Cooperate with Investigation Alleging Discretionary Trading Without Authorization

September 19, 2021

Walter Allen (CRD#: 1344149) is a previously registered Broker. He entered the securities industry in 1985 and previously worked for Cetera Advisors, LLC; Investors Capital Corp.; Coburn & Meredith, Inc.; Ryan Beck & Co.; Gruntal & Co., LLC; Tucker Anthony Incorporated; Kidder, Peabody & Co., Incorporated; and Shearson Lehman Hutton, Inc.   According to publicly…

Broker Walter Allen, Cetera Advisors, Barred by FINRA After Allegations of Refusing Request for Information

August 17, 2021

Walter Allen (CRD#: 1344149) is a previously registered Broker at Cetera Advisors, LLC in Suffield, CT. He entered the securities industry in 1985 and previously worked for Investors Capital Corp.; Coburn & Meredith, Inc.; Ryan Beck & Co.; Gruntal & Co., LLC; Tucker Anthony Incorporated; Kidder, Peabody & Co., Inc.; and Shearson Lehman Hutton, Inc.…

Two Customer Complaints Filed Against Former Cetera Advisors Financial Advisor Todd Ray Anderson

July 23, 2021

Todd Ray Anderson (CRD#: 1896352) is a dually registered Broker and Investment Advisor at Benchmark Investments, Inc., in Tucson, AZ. He entered the securities industry in 1988 and previously worked for Cetera Advisors, LLC; Geneos Wealth Management, Inc.; Hornor, Townsend & Kent, Inc.; NYLife Securities, Inc.; Metropolitan Insurance Company; and MetLife Securities, Inc. According to…

Cetera Advisor Networks Financial Advisor Ronnie Metcalf Has Ten Customer Complaint Disclosures, Including Seven Pending Complaints

July 10, 2021

Ronnie Metcalf (CRD#: 1280602), also known as Ronald D. Franklin Metcalf, Jr. is a dually registered Broker and Investment Advisor at Cetera Advisor Networks, LLC in Greenville, SC. He entered the securities industry in 1986 and previously worked for Voya Financial Advisors, Inc. According to publicly available records released by the Financial Industry Regulatory Authority…

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Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

Additional Office Locations (by appointment only)
Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154