The Wolper Law Firm Has Filed An Arbitration Against Regulus Advisors, LLC, Vanderbilt Securities, LLC and Kurt Berry
November 8, 2023
- Categories:
- Regulus Advisors
- Vanderbilt Securities
In March 2019, the Wolper Law Firm, P.A., a national securities litigation law firm, filed an arbitration claim Regulus Advisors, LLC, Vanderbilt Securities, LLC and Kurt Berry before the Financial Industry Regulatory Authority (FINRA). The arbitration relates to alleged sales practice misconduct allegedly committed by Kurt Berry when he recommended that retail securities clients invest […]