Category: Vanderbilt Securities LLC

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Financial Advisor Ian Geeves Accused of Misappropriation

Ian A Geeves (CRD#: 5328479) is a registered broker and investment advisor at Vanderbilt Securities, LLC in Carlsbad, CA. Broker’s Background He entered the securities industry in 2009 and previously worked for LPL Financial LLC; U.S. Bancorp Investments, Inc.; Chase Investment Services Corp.; and Bancwest Investment Services, Inc. Current Allegations of Conduct Leading to Investment […]

Financial Advisor Jeffrey Gitterman has Eight Disclosed Customer Complaints

Jeffrey Gitterman (CRD#: 1910332) is a registered broker at Vanderbilt Securities, LLC, as well as a registered investment advisor at Gitterman Wealth Management, LLC, in Edison, NJ. Broker’s Background Jeffrey Gitterman entered the securities industry in 1990 and previously worked for Triad Advisors Inc.; ING Financial Advisers, LLC; Aetna Financial Services, Inc.; AXA Advisors, LLC; […]

Financial Advisor Mark Kaplan (Vanderbilt Securities, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against former Vanderbilt Securities, LLC Financial Advisor, Mark Kaplan, of Woodbury, NY.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective March 2018, Mark Kaplan was barred from associating with any FINRA member brokerage firm.  Effectively, this means that Mark Kaplan […]