Category: Vanderbilt Securities LLC

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Mark Kaplan, Former Financial Advisor At Vanderbilt Securities, LLC in Woodbury, NY, Barred From Associating With Any FINRA Brokerage Firm

The Wolper Law Firm is currently investigating claims against former Vanderbilt Securities, LLC Financial Advisor, Mark Kaplan, of Woodbury, NY.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective March 2018, Mark Kaplan was barred from associating with any FINRA member brokerage firm.  Effectively, this means that Mark Kaplan is […]