Financial Advisor Andrew Caputo Spaventa Faces a Civil Complaint Filed by the SEC
September 3, 2026
- Categories:
- TSG Capital Advisors
Broker’s Background Andrew Caputo Spaventa (CRD #: 6175466) is registered with TSG Capital Advisors in Hauppauge, NY. Spaventa’s past employers include Cape Securities Inc., Salomon Whitney Financial, Network 1 Financial Securities Inc., SW Financial, Quantum Advisory Group, LLC and TSG Alpha Partners, LLC. Current and Past Allegations of Conduct Leading to Investment Loss […]