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Category: R.F. Lafferty & Co

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R.F. Lafferty & Co., Inc. Broker Jay Tomlinson Suspended For Three Months and Fined After Allegations of Improperly Exercised Discretion Without Proper Authorization

Jay Clint Tomlinson (CRD#: 2680269) has been a registered broker at R.F. Lafferty & Co., Inc., since 2013. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 11, 2020, Tomlinson was suspended for three months beginning January 4, 2021. He was also fined $7,500 for allegedly using improper discretion […]