The SEC Filed an Enforcement Action Against Investment Advisor Albert Vagnozzi
October 6, 2023
- Categories:
- PTK Financial, Inc.
Albert Vagnozzi (CRD#: 6197132) is a registered investment advisor representative with PTK Financial, LLC. Broker’s Background Albert Vagnozzi was first registered with Hornor, Townsend & Kent, Inc. in 2013. He was subsequently employed by Purshe Kaplan Sterling Investments in 2014. In 2015, he left the brokerage side of the business and joined PTK Financial as […]