Bernard F. Jasmin (CRD#: 4442394) is a previously registered broker.   Broker’s Background He entered the securities industry in 2002 and previously worked with J.P Turney & Company, LLC; National Securities Corporation; Aura Financial Services, Inc.; Empire Asset Management Company; and PHX Financial, Inc.   Current and Past Allegations of Conduct Leading to Investment Loss […]

Jason J. Walsh (CRD#: 5758243) is a registered Broker at PHX Financial, Inc., in Hauppauge, NY. Broker’s Background He entered the securities industry in 2010 and previously worked for Network 1 Financial Securities, Inc.; Joseph Gunnar & Co., LLC; National Securities Corporation; Obsidian Financial Group, LLC; John Thomas Financial; and First Midwest Securities, Inc. Current […]

Serge Parakhnevich aka Serge Parker (CRD # 5493064) is a Financial Advisor at PHX Financial, Inc in New York, NY. Serge Parakhnevich aka Serge Parker has been in the securities industry since 2008 and previously worked at Aegis Capital Corp, John Thomas Financial, Clark Dodge & Co., Inc., Alexander Capital, L.P., and Brookstone Securities, Inc. […]

Steve Baptist (CRD # 5885870) is a Financial Advisor at PHX Financial, Inc. in New York, NY.  Steve Baptist has been in the securities industry since 2011 and previously worked at Joseph Gunnar & Co., MetLife Securities and Investors Capital Corp.     According to publicy available records released by the Financial Industry Regulatory Authority (FINRA), […]