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Investment Advisor Marc Frankel Barred by the SEC for Fraud

Marc Jay Frankel (CRD#: 2671700) is a previously registered investment advisor and broker.   Broker’s Background He entered the securities industry in 2010 and previously worked for Partnervest Advisory Services, LLC.   Allegations of Misconduct According to publicly available records released by the Securities Exchange and Exchange Commission (SEC), in January of 2024, the SEC […]