OptionSellers.com Archives - Wolper Law Firm, P.A.

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FINRA Barred Financial Advisor Vincent Pucciarelli Jr.

September 20, 2023

Vincent Pucciarelli Jr. (CRD#: 2039846) is a previously registered broker. Broker’s Background He entered the securities industry in 1996 and previously worked for J.W Barclay & Co., Inc.; Platinum Equities, Inc.; American Investment Services, Inc. (FINRA expelled the firm); Empire Financial Group, Inc. (FINRA expelled the firm); Brookstone Securities, Inc. (FINRA expelled the firm); Colorado […]

FINRA Barred Financial Advisor John Sommo

September 20, 2023

John Sommo (CRD#: 3141638) is a previously Registered Broker. Broker’s Background He entered the securities industry in 1998 and previously worked for Dean Witter Reynolds, Inc.; Prudential Securities Incorporated; Wells Fargo Advisors, LLC; and UBS Financial Services, Inc. Current and Past Allegations of Conduct Leading to Investment Loss According to publicly available records released by […]

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Category: OptionSellers.com

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TALK TO AN INVESTMENT LOSS RECOVERY LAWYER

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