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Category: Moors & Cabot

Former Moors & Cabot Broker, David Gray Dalton, Suspended By FINRA For Exercising Discretionary Trading Authority Without Customer Authorization

David Gray Dalton (CRD # 2418235) was a Financial Advisor at Moors & Cabot, Inc. in Boston, MA.  David Dalton has been in the securities industry since since 1993 and previously worked at Tucker Anthony Incorporated and Smith Barney Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February […]

Moors & Cabot Terminated Robert Clark For Allegedly Taking A Loan From A Customer

The Wolper Law Firm is currently investigating claims against Robert Clark, a former Financial Advisor at Moors & Cabot in Boston, Massachusetts.  Robert Clark has been in the securities industry since the 1970s and previously worked for dozens of brokerage firms, including Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory […]