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Category: JH Darbie & Co.

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Financial Advisor Valence Williams Suspended by FINRA for Unauthorized Trading

Valence Montgomery Williams (CRD#:1389729) was a previously registered broker.   Broker’s Background He entered the securities industry in 1985 and previously worked with Shearson Lehman Brothers Inc.; Prudential-Bache Securities Inc.; Emanuel and Company (FINRA Expelled the firm on 10/13/1994); Dean Witter Reynolds Inc.; Stuart, Colemand & Co.,Inc.; Investec Ernst & Company; Maxim Group LLC; Gunnallen […]