Category: Misappropriation

How to Reduce Your Chances of Broker Theft Out of Your Customer Accounts

Reported instances of broker theft out of customer accounts are on the rise, and the move to all-online access to brokerage accounts and transactions may be making it easier for unethical financial advisors to act. So what can you do to reduce the chances that your financial advisor has access to your outside bank accounts, […]

Financial Advisor John Cutshall (Lombard Securities Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Cutshall, a Financial Advisor at Lombard Securities Corp. in Baltimore, Maryland.  John Cutshall has been in the securities industry since the 1970s and previously worked at Morgan Stanley According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on August 10 […]