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Category: Investment Network, Inc.

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Financial Advisor Robert Marquez Barred by FINRA in Connection with Investigation Involving Pre-IPO’s

Robert Emett Marquez (CRD#: 22662269) is a previously registered broker.   Broker’s Background He entered the securities industry in 1992. He previously worked for Investment Network; Edi Financial, Inc (FINRA expelled the firm in 2017); Colorado Financial Service Corporation; Brookstone Securities (FINRA expelled the firm in 2012); Empire Financial Group (FINRA expelled the firm in […]

FINRA Barred Financial Advisor Vincent Pucciarelli Jr.

Vincent Pucciarelli Jr. (CRD#: 2039846) is a previously registered broker. Broker’s Background He entered the securities industry in 1996 and previously worked for J.W Barclay & Co., Inc.; Platinum Equities, Inc.; American Investment Services, Inc. (FINRA expelled the firm); Empire Financial Group, Inc. (FINRA expelled the firm); Brookstone Securities, Inc. (FINRA expelled the firm); Colorado […]