Financial Advisor Ariel Rivero Discloses Customer Complaint Ariel Rivero (CRD#: 4236679) is a dually registered Broker and Investment Adviser at Insigneo Securities, LLC in Miami, FL. Broker’s Background He entered the securities industry in 2000 and previously worked for Leucadia Asset Management, LLC; Jefferies, LLC; Oppenheimer & Co., Inc.; Morgan Stanley; and Merrill Lynch, Pierce, […]

Antoine Souma (CRD#: 4210987) is a registered Investment Adviser and a previously registered Broker. Broker’s Background He entered the securities industry in 2000 and previously worked for Insigneo Securities, LLC; Morgan Stanley; J.P. Morgan Securities, LLC; Deutsche Bank Securities, Inc.; and UBS Financial Services, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss […]

Lina Maria Garcia (CRD#: 4447599) is a registered Investment Advisor and previously registered Broker.   Broker’s Background   She entered the securities industry in 2002 and previously worked for Insigneo Securities, LLC; Global Investor Services, L.C.; Colonial Brokerage, Inc.; and Goldman, Sachs & Co.   Current And Past Allegations Of Conduct Leading To Investment Loss […]

The Wolper Law Firm, P.A., P.A. has filed a FINRA arbitration claim against Miami, FL based Insigneo Securities, alleging that Financial Advisor Felipe Henao (CRD 5140431) aka Felipe Henao Vargas engaged in unauthorized and unsuitable trading in a customer’s account in February and March 2020, causing damages of $1.3 million in three weeks. Felipe Hanao […]