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Category: Infinex Investments

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Financial Adviser Derek Malone Has Four Disclosed Customer Complaints

Derek Malone (CRD#: 5495233) is a registered Broker and Investment Adviser at Infinex Investments, Inc., in New York, NY. Broker’s Background He entered the securities industry in 2008 and previously worked for Essex National Securities, LLC; and LPL Financial Corporation. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records […]

Financial Adviser Eric J. Garcia Has Disclosed Two Customer Complaints

Eric J. Garcia is a dually registered Broker and Investment Adviser at Infinex Investments, Inc. in Coral Gables, FL. Broker’s Background He entered the securities industry in 2011 and previously worked for Essex National Securities, LLC; and Morgan Stanley Smith Barney, LLC. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly […]

Financial Advisor Susan Cruz (Cetera Investment Services, LLC) Customer Complaints

Susan Cruz (CRD#: 2213628) is a registered Broker at Infinex Investments, Inc. in Victorville, CA. Broker’s Background She entered the securities industry in 1993 and previously worked for Cetera Investment Services, Inc.; LPL Financial, LLC; Uvest Financial Services Group, Inc.; and PFS Investments, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According […]